At Hamza Farhad Securities (PVT) Limited, we prioritize transparency and investor awareness. This Disclaimer and Risk Disclosure outlines our regulatory status, important legal information, and the risks associated with investing in stock and commodity markets.
Disclaimer
Investments in the stock market are subject to market risks. Past performance is not indicative of future performance. Please read all relevant risk disclosure documents carefully before investing.
Brokerage commission, fees, and charges will not exceed the limits prescribed by the Pakistan Stock Exchange (PSX) and the Securities and Exchange Commission of Pakistan (SECP).
Risk Disclosure
In compliance with Clause 13(1) of the Securities Brokers (Licensing and Operations) Regulations, 2016, clients are cautioned as follows:
Market Risk: The prices of securities/commodities are subject to market fluctuations and may rise or fall. Investors may sustain losses, including a possible loss of the entire principal amount invested.
Volatility Risk: Securities and commodity markets can be highly volatile. The value of investments may fluctuate substantially within short periods of time, leading to gains or losses.
Liquidity Risk: Certain securities may not be actively traded, resulting in difficulty in buying or selling such investments without materially affecting their price.
System & Operational Risks: Trading systems, communication failures, technical problems, or errors at brokers, exchanges, or depositories may delay, suspend, or impact execution of client orders.
Regulatory Risk: Changes in laws, rules, and regulations of SECP, PSX, PMEX, CDC, and NCCPL may affect investment decisions or returns.
No Guarantee of Return: There is no guarantee of profits or fixed returns in securities or commodities trading. Past performance of the market or any security is not a reliable indicator of future performance.
Client Responsibility: The client shall be solely responsible for their investment decisions and for understanding the risks involved. The broker shall not be liable for any losses incurred as a result of trading activities carried out on the client’s behalf.
Acknowledgement: By opening and operating a trading account with Hamza Farhad Securities (PVT) Ltd, the client acknowledges that they have read, understood, and accepted the risks associated with investing in the stock and commodity markets.
